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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-11-08
  • FL RA
    APPROVED
    Since 2022-11-08

Branch Locations

905 Cheney Highway, Titusville, FL 32780 • United States

3232 Sw College Rd, Ocala, FL 34474 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc Saint Cloud MN 04/2022 Present
Regions Bank Dayton Beach FL 03/2021 Present
Central Homes Roofing Holly Hill FL 01/2021 03/2021
Unitas Financial Dublin OH 01/2020 09/2020
Flagler Ave Pizza New Smyrna Beach FL 11/2019 01/2020
Regions Bank New Smyrna Beach/Port Orange FL 07/2017 04/2019
Royal Crest Dairy Denver CO 07/2016 01/2017
Unemployed New Smyrna Beach FL 02/2017 06/2017
Unemployed New Smyrna Beach FL 05/2019 10/2019
Unemployed New Smyrna Beach FL 10/2020 01/2021
Cetera Investment Advisers Llc Ormond Beach FL 11/2022 Present
  • 04/2022 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 03/2021 → Present
    Regions Bank
    Dayton Beach, FL
  • 01/2021 → 03/2021
    Central Homes Roofing
    Holly Hill, FL
  • 01/2020 → 09/2020
    Unitas Financial
    Dublin, OH
  • 11/2019 → 01/2020
    Flagler Ave Pizza
    New Smyrna Beach, FL
  • 07/2017 → 04/2019
    Regions Bank
    New Smyrna Beach/Port Orange, FL
  • 07/2016 → 01/2017
    Royal Crest Dairy
    Denver, CO
  • 02/2017 → 06/2017
    Unemployed
    New Smyrna Beach, FL
  • 05/2019 → 10/2019
    Unemployed
    New Smyrna Beach, FL
  • 10/2020 → 01/2021
    Unemployed
    New Smyrna Beach, FL
  • 11/2022 → Present
    Ormond Beach, FL
Other Businesses

1. FOOD SERVICE, PIZZA MAKING FOR CENTRAL FLORIDA RESTAURANT GROUP INC DBA BRONX HOUSE PIZZA; 20 HRS/WK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-31
  • S66 Uniform Combined State Law Examination
    2022-10-31

View on SEC IAPD

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