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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-01 |
| CA | RA | APPROVED | 2023-07-28 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 03/2022 | 03/2023 |
| Wells Fargo | Phoenix | AZ | 06/2016 | 09/2021 |
| Adobe Home Systems | Phoenix | AZ | 09/2021 | 02/2022 |
| Buffalo Chip Steakhouse And Saloon | Cave Creek | AZ | 04/2022 | 05/2023 |
| Morgan Stanley | Gilbert | AZ | 04/2023 | 06/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Peoria | AZ | 06/2023 | Present |
| Bank Of America, N.A. | Peoria | AZ | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-29 |
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