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Fifth Third Securities, Inc. CRD 628
$10.9B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-01-31 |
| OH | RA | APPROVED | 2022-08-21 |
Branch Locations
1603 Springfield Pike, Cincinnati, OH 45215 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Cincinnati | OH | 12/2017 | Present |
| Rue 21 | Cincinnati | OH | 08/2015 | 10/2017 |
| Torrid | Cincinnati | OH | 09/2017 | 02/2018 |
| Oak Hills High School | Cincinnati | OH | 08/2013 | 06/2017 |
| Cincinnati State Technical And Community College | Cincinnati | OH | 01/2018 | 05/2019 |
| Fifth Third Securities | Cincinnati | OH | 02/2022 | Present |
Notary Public - BETHEL OH 45106 - witness signatures/Administer oaths - nominal hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-08-19 |
| S63 | Uniform Securities Agent State Law Examination | 2022-07-01 |
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