Kelly Diane Williams

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-09-12
DC	RA	APPROVED	2023-09-08
NC	RA	APPROVED	2023-08-28

TX RA
APPROVED

Since 2023-09-12
DC RA
APPROVED

Since 2023-09-08
NC RA
APPROVED

Since 2023-08-28

Branch Locations

4064 Colony Road Suite 460, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Charlotte	NC	02/2022	Present
Wells Fargo Bank, Na	Charlotte	NC	10/2010	02/2022

02/2022 → Present

Morgan Stanley

Charlotte, NC
10/2010 → 02/2022

Wells Fargo Bank, Na

Charlotte, NC

Other Businesses

*487900 - Etsy/AmazeKelly Paints; Investment related - Yes; Charlotte, North Carolina; Art/Culture, Retail/Online Stores; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 06/2020; During business hours: 0; After business hours: 5.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-08-28

S66 Uniform Combined State Law Examination

2023-08-28

Other Names

Kelly D Williams

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Other Businesses

Exams

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