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Lisa K Leavy

Morgan Stanley

Charlotte, NC

Washington, DC

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2022-03-31
TX RA APPROVED 2022-03-30
NC RA APPROVED 2022-03-21
  • DC RA
    APPROVED
    Since 2022-03-31
  • TX RA
    APPROVED
    Since 2022-03-30
  • NC RA
    APPROVED
    Since 2022-03-21

Branch Locations

4064 Colony Road Suite 460, Charlotte, NC 28211 • United States

1747 Pennsylvania Ave Nw Suite 900, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Charlotte NC 02/2022 Present
Wells Fargo Bank Charlotte NC 07/2000 01/2022
  • 02/2022 → Present
    Morgan Stanley Smith Barney Llc
    Charlotte, NC
  • 07/2000 → 01/2022
    Wells Fargo Bank
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-21
  • S66 Uniform Combined State Law Examination
    2022-03-21
Other Names
  • Lisa Anne Kelley

View on SEC IAPD

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FIRST TRYON ADVISORS · CHARLOTTE, NC
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MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
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