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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-14 |
Branch Locations
15303 Ventura Boulevard Suite 1550, Sherman Oaks, CA 91403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bankers Life And Casualty | San Luis Obsipo | CA | 07/2020 | 03/2024 |
| Student | Carmichael | CA | 01/2012 | 07/2020 |
| Bankers Life Advisory Services, Inc | San Luis Obispo | CA | 03/2022 | 03/2024 |
| Pruco Securities Llc | Sherman Oaks | CA | 03/2024 | 11/2024 |
| The Prudential Insurance Company Of America | Sherman Oaks | CA | 05/2024 | Present |
| Lpl Enterprise, Llc | Sherman Oaks | CA | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-04-24 |
| S65 | Uniform Investment Adviser Law Examination | 2022-04-14 |
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