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Michael John Walker

Key Investment Services LLC

Brooklyn, OH

Williamsville, NY

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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-08-18
  • NY RA
    APPROVED
    Since 2025-08-18

Branch Locations

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

5200 Main Street, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Keybank Buffalo NY 06/2014 12/2025
Fredonia University Fredonia NY 09/2015 06/2019
Canisius College Buffalo NY 09/2019 08/2020
Key Investment Services Buffalo NY 02/2022 12/2025
Key Investment Services Llc Brooklyn OH 12/2025 Present
  • 06/2014 → 12/2025
    Keybank
    Buffalo, NY
  • 09/2015 → 06/2019
    Fredonia University
    Fredonia, NY
  • 09/2019 → 08/2020
    Canisius College
    Buffalo, NY
  • 02/2022 → 12/2025
    Key Investment Services
    Buffalo, NY
  • 12/2025 → Present
    Key Investment Services Llc
    Brooklyn, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-15
S63 Uniform Securities Agent State Law Examination 2022-04-18
  • S66 Uniform Combined State Law Examination
    2025-08-15
  • S63 Uniform Securities Agent State Law Examination
    2022-04-18

View on SEC IAPD

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LPL FINANCIAL LLC
OSAIC WEALTH, INC.
CETERA INVESTMENT ADVISERS LLC
THE HUNTINGTON INVESTMENT COMPANY
J.P. MORGAN SECURITIES LLC

Other Investors

Joseph Briel Skarda
KRISTY LYNN TOYE-COOPER
David Jonathan Dershteller
LUANN MARIE SPAETHE
Mallory D Haseley
TIMOTHY ALBERT SHAW
MICHAEL BRENT BUROKER
KAREN ALTHIA YORKE

Other Offices

KEY INVESTMENT SERVICES LLC · BROOKLYN, OH
VICTORY CAPITAL MANAGEMENT INC. · Brooklyn, OH
LINCOLN INVESTMENT · PARMA, OH
INDEPENDENCE CAPITAL CO., INC. · PARMA, OH
LPL FINANCIAL LLC · PARMA, OH
OSAIC WEALTH, INC. · PARMA, OH
CETERA INVESTMENT ADVISERS LLC · CLEVELAND, OH
THE HUNTINGTON INVESTMENT COMPANY · Cleveland, OH

More in Brooklyn, OH

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