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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2026-04-27 |
| IA | RA | APPROVED | 2026-04-25 |
Branch Locations
200 Gold Circle Suite 100, Dakota Dunes, SD 57049 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | North Sioux City | SD | 03/2025 | Present |
| Farm Bureau Financial Services/Gordon Drive Partners | Sioux City | IA | 03/2022 | 03/2025 |
| Lawton-Bronson Community School District | Lawton | IA | 10/2014 | 03/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-24 |
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