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Current Employers
Robinhood Asset Management

85 Willow Road, Menlo Park, CA 94025 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-17
CO RA APPROVED 2026-02-13
  • CA RA
    APPROVED
    Since 2026-02-17
  • CO RA
    APPROVED
    Since 2026-02-13

Branch Locations

Littleton, CO • United States

85 Willow Road, Menlo Park, CA 94025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co. Lone Tree CO 04/2022 06/2022
Allied Universal Security Services Littleton CO 09/2021 03/2022
Applewood Plumbing & Heating Co. Denver CO 05/2021 07/2021
Lockheed Martin Corporation Littleton CO 03/2018 06/2018
Fidelity Investments Greenwood Village CO 08/2022 06/2024
Lakehurst Home Services Littleton CO 06/2024 04/2025
Ubif Sw Co. Dba Ubreakifix Denver CO 05/2015 07/2021
Unemployed Littleton CO 08/2021 08/2021
Unemployed Littleton CO 07/2022 07/2022
J.P. Morgan Securities Llc Lakewood CO 05/2025 10/2025
Jpmorgan Chase Bank, N.A. Lakewood CO 08/2024 10/2025
Ubif Best Co. Dba Ubreakifix Parker CO 11/2015 06/2016
Robinhood Markets, Inc. Menlo Park CA 12/2025 Present
Robinhood Asset Management, Llc Menlo Park CA 02/2026 Present
  • 04/2022 → 06/2022
    Charles Schwab & Co.
    Lone Tree, CO
  • 09/2021 → 03/2022
    Allied Universal Security Services
    Littleton, CO
  • 05/2021 → 07/2021
    Applewood Plumbing & Heating Co.
    Denver, CO
  • 03/2018 → 06/2018
    Lockheed Martin Corporation
    Littleton, CO
  • 08/2022 → 06/2024
    Fidelity Investments
    Greenwood Village, CO
  • 06/2024 → 04/2025
    Lakehurst Home Services
    Littleton, CO
  • 05/2015 → 07/2021
    Ubif Sw Co. Dba Ubreakifix
    Denver, CO
  • 08/2021 → 08/2021
    Unemployed
    Littleton, CO
  • 07/2022 → 07/2022
    Unemployed
    Littleton, CO
  • 05/2025 → 10/2025
    Lakewood, CO
  • 08/2024 → 10/2025
    Jpmorgan Chase Bank, N.A.
    Lakewood, CO
  • 11/2015 → 06/2016
    Ubif Best Co. Dba Ubreakifix
    Parker, CO
  • 12/2025 → Present
    Robinhood Markets, Inc.
    Menlo Park, CA
  • 02/2026 → Present
    Robinhood Asset Management, Llc
    Menlo Park, CA
Previous Registrations
  • 2025-07-16 → 2025-10-06
    Highlands Ranch, CO
    Lakewood, CO
  • 2023-11-29 → 2024-06-10
    Fidelity Personal And Workplace Advisors
    Greenwood Village, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-22
S63 Uniform Securities Agent State Law Examination 2022-12-27
  • S66 Uniform Combined State Law Examination
    2023-11-22
  • S63 Uniform Securities Agent State Law Examination
    2022-12-27
Other Names
  • Andrew Ryan Wallis
  • Andrew Wallis
  • Andrew R Wallis
  • Andy Wallis

View on SEC IAPD

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