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Ethan Knifechief Herod

Mml Investors Services, LLC

Atlanta, GA

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-04-16
  • GA RA
    APPROVED
    Since 2026-04-16

Branch Locations

6 Concourse Pkwy Suite 2700, Atlanta, GA 30328 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Alpharetta GA 02/2022 09/2023
Zeta Tau Alpha Statesboro GA 01/2020 12/2021
Georgia Southern University Statesboro GA 08/2017 12/2021
Jewish Community Center Of Atlanta Dunwoody GA 05/2015 08/2018
Dunwoody High School Dunwoody GA 08/2013 05/2017
Unemployed Dunwoody GA 12/2021 02/2022
Morgan Stanley Alpharetta GA 01/2023 05/2024
Morgan Stanley Alpharetta GA 09/2023 05/2024
Wells Fargo Clearing Services, Llc Bluffton SC 12/2024 03/2026
Wells Fargo Bank, Na Bluffton SC 12/2024 03/2026
Massmutual Life Insurance Company Atlanta GA 04/2026 Present
Mml Investors Services, Llc Atlanta GA 04/2026 Present
Unemployed Dunwoody GA 05/2024 12/2024
  • 02/2022 → 09/2023
    E*Trade Securities Llc
    Alpharetta, GA
  • 01/2020 → 12/2021
    Zeta Tau Alpha
    Statesboro, GA
  • 08/2017 → 12/2021
    Georgia Southern University
    Statesboro, GA
  • 05/2015 → 08/2018
    Jewish Community Center Of Atlanta
    Dunwoody, GA
  • 08/2013 → 05/2017
    Dunwoody High School
    Dunwoody, GA
  • 12/2021 → 02/2022
    Unemployed
    Dunwoody, GA
  • 01/2023 → 05/2024
    Morgan Stanley
    Alpharetta, GA
  • 09/2023 → 05/2024
    Morgan Stanley
    Alpharetta, GA
  • 12/2024 → 03/2026
    Bluffton, SC
  • 12/2024 → 03/2026
    Wells Fargo Bank, Na
    Bluffton, SC
  • 04/2026 → Present
    Massmutual Life Insurance Company
    Atlanta, GA
  • 04/2026 → Present
    Atlanta, GA
  • 05/2024 → 12/2024
    Unemployed
    Dunwoody, GA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-31
S63 Uniform Securities Agent State Law Examination 2022-07-15
  • S66 Uniform Combined State Law Examination
    2025-01-31
  • S63 Uniform Securities Agent State Law Examination
    2022-07-15
Other Names
  • Ethan Knifechief Herod
  • Ethan Herod
  • Ethan K Herod

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