Jenna Gatto

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2015-03-06
CT	RA	APPROVED	2012-09-28

FL RA
APPROVED

Since 2015-03-06
CT RA
APPROVED

Since 2012-09-28

Branch Locations

One Bryant Park Pbig - New York, New York, NY 10036 • United States

2 Pine St, New Canaan, CT 06840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Miami	FL	05/2006	Present

05/2006 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Miami, FL

Other Businesses

I*111718 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: JL G. THERAPY, COUNSELING AND COACHING INVESTMENT RELATED: N ADDRESS OF BUSINESS: MIAMI, FLORIDA 33131 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: GENERAL PARTNER START DATE OF RELATIONSHIP: 2/5/2018 NUMBER OF HOURS DEVOTED: 15 HRS MTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: IN ORDER FOR ME TO CONTINUE TO OBTAIN HOURS FOR STATE LICENSURE IN MARRIAGE AND FAMILY THERAPY (LMFT), I WILL START TO SEE CLIENTS ON MY OWN TIME ON WEEKENDS. IN DOING SO, I WANT TO ENSURE THAT I REPRESENT PROFESSIONALLY. I*111718 For profit or not for profit: For-Profit Organization Name of outside business organization: Human Driven Solutions Investment related: N Address of business: Miami, Florida 33131 Nature of business: LLC, Position, title, association: General Partner Start date of relationship: 2/5/2018 Number of hours devoted: 15 hrs Mthly Number of hours devoted during trading hours: 0 Duties: In order for me to continue to obtain hours for state licensure in marriage and family therapy (LMFT), I will start to see clients on my own time on weekends. In doing so, I want to ensure that I represent professionally. I*: 2100321 Entity Type: Entity For Profit Name of OBA: SkiptomylunaLLC Address: Manasquan, NJ 08736 Investment Related: No Position, Title, Association: Director Employee Start Date: 11/21/2024 Number of Hours: 0 Number of Hours during trading: 0 Duties: owner of llc

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-09-27

S66 Uniform Combined State Law Examination

2012-09-27

Other Names

Jenna Leigh Gatto

View on SEC IAPD