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4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-20 |
Branch Locations
5005 Lbj Freeway, Suite 1313, Dallas, TX 75244 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cain, Watters & Associates, Llc | Frisco | TX | 11/2021 | 07/2024 |
| Kpmg | Dallas | TX | 10/2016 | 10/2021 |
| Unemployed | Dallas | TX | 06/2016 | 09/2016 |
| Capfinancial Partners Llc (Captrust) | Raleigh | NC | 12/2024 | Present |
| Unemployed | Dallas | TX | 08/2024 | 09/2024 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-05-24 |
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