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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-14
  • TX RA
    APPROVED
    Since 2025-10-14

Branch Locations

200 Crescent Court Suite 550, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 02/2022 05/2022
Creditease- Good Hope Group Irvine CA 06/2020 07/2021
Unemployed Richardson TX 07/2021 01/2022
Unemployed Richardson TX 12/2019 06/2020
University Of Texas At Dallas Richardson TX 01/2018 12/2019
Neolithic Fintech Ames IA 03/2017 04/2018
Supreme Auto Ames IA 01/2017 04/2018
Sinoway Credit Beijing 01/2016 01/2017
The Vanguard Group, Inc. Plano TX 05/2022 09/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 09/2023 10/2025
Bank Of America, N.A. Dallas TX 12/2023 10/2025
Raymond James & Associates, Inc Dallas TX 10/2025 Present
  • 02/2022 → 05/2022
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 06/2020 → 07/2021
    Creditease- Good Hope Group
    Irvine, CA
  • 07/2021 → 01/2022
    Unemployed
    Richardson, TX
  • 12/2019 → 06/2020
    Unemployed
    Richardson, TX
  • 01/2018 → 12/2019
    University Of Texas At Dallas
    Richardson, TX
  • 03/2017 → 04/2018
    Neolithic Fintech
    Ames, IA
  • 01/2017 → 04/2018
    Supreme Auto
    Ames, IA
  • 01/2016 → 01/2017
    Sinoway Credit
    Beijing
  • 05/2022 → 09/2023
    The Vanguard Group, Inc.
    Plano, TX
  • 09/2023 → 10/2025
    Dallas, TX
  • 12/2023 → 10/2025
    Bank Of America, N.A.
    Dallas, TX
  • 10/2025 → Present
    Dallas, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-13
  • S66 Uniform Combined State Law Examination
    2022-06-13
Other Names
  • Michael Ling

View on SEC IAPD

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