Edward James Garrigal

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 04/2026
  Eventide Grille
  Sea Bright, NJ
• 08/2013 → 05/2017
  Iona College
  New Rochelle, NY
• 07/2022 → 11/2024
  B. Riley Wealth Management
  Atlantic Highlands, NJ
• 10/2024 → 04/2026
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 01/2026 → 04/2026
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 04/2026 → Present
  Wells Fargo Clearing Services, Llc
  Neptune, NJ
• 04/2026 → Present
  Wells Fargo Bank, Na
  Neptune, NJ

Previous Registrations

• 2026-01-05 → 2026-04-13
  Cetera Investment Advisers Llc
  Atlantic Highlands, NJ

Exams

• S66 Uniform Combined State Law Examination
  2025-12-12

Other Names

• Eddie James Garrigal
• Edward James Garrigal
• Edward James Garrigal
• Edward Garrigal