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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-05-12 |
Branch Locations
331 Newman Springs Rd Bldg 2 2Nd Fl Ste 221 [J4-Rbo], Red Bank, NJ 07701 • United States
2433 Corlies Ave, Neptune, NJ 07753 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Eventide Grille | Sea Bright | NJ | 05/2015 | 04/2026 |
| Iona College | New Rochelle | NY | 08/2013 | 05/2017 |
| B. Riley Wealth Management | Atlantic Highlands | NJ | 07/2022 | 11/2024 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 10/2024 | 04/2026 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2026 | 04/2026 |
| Wells Fargo Clearing Services, Llc | Neptune | NJ | 04/2026 | Present |
| Wells Fargo Bank, Na | Neptune | NJ | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-12 |
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