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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-05 |
Branch Locations
530 E. Southlake Blvd. Suite 140, Southlake, TX 76092 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wis Advisors Inc. | Southlake | TX | 02/2022 | Present |
| Western International Securities | Southlake | TX | 04/2022 | 06/2025 |
| Bilingual Notary Network Llc | Irving | TX | 10/2021 | 02/2022 |
| Emr Elevator Inc. | Arlington | TX | 11/2020 | 10/2021 |
| Sprouts Farmers Market | Hurst | TX | 12/2019 | 11/2020 |
| Bearded Brothers Roofing | Arlington | TX | 09/2019 | 12/2019 |
| Timuquana Country Club | Jacksonville | FL | 09/2018 | 08/2019 |
| Unemployed | Jacksonville | FL | 05/2018 | 09/2018 |
| Unemployed | Canyon | TX | 05/2015 | 09/2018 |
| Lpl Financial Llc | Southlake | TX | 06/2025 | Present |
1) 06/2025 - WIS Advisors Inc - DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 02/15/2022 - 160 hours per month/ 120 hours during trading 2) 10/03/2025 - Amway - Direct Sales/ MLM - Business Owner - Not Investment Related - Home Based - Start Date 08/27/2019 - 45 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-18 |
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