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Cole Ellis Emry

Key Investment Services LLC

Brooklyn, OH

Tacoma, WA

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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-02-06
  • WA RA
    APPROVED
    Since 2023-02-06

Branch Locations

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

2633 N.PEarl Street, Tacoma, WA 98407 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Tacoma WA 02/2022 11/2022
Wells Fargo Bank, Na Tacoma WA 10/2018 11/2022
Regal Entertainment Group Bonney Lake WA 06/2014 10/2018
Green River Community College Auburn WA 09/2014 12/2019
Keybank University Place WA 11/2022 08/2024
Key Investment Services University Place WA 02/2023 08/2024
Key Investment Services, Llc Tacoma WA 08/2024 Present
  • 02/2022 → 11/2022
    Wells Fargo Clearing Services, Llc
    Tacoma, WA
  • 10/2018 → 11/2022
    Wells Fargo Bank, Na
    Tacoma, WA
  • 06/2014 → 10/2018
    Regal Entertainment Group
    Bonney Lake, WA
  • 09/2014 → 12/2019
    Green River Community College
    Auburn, WA
  • 11/2022 → 08/2024
    Keybank
    University Place, WA
  • 02/2023 → 08/2024
    Key Investment Services
    University Place, WA
  • 08/2024 → Present
    Key Investment Services, Llc
    Tacoma, WA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-07
  • S66 Uniform Combined State Law Examination
    2022-07-07
Other Names
  • Cole Emry

View on SEC IAPD

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TIMOTHY ALBERT SHAW
MICHAEL BRENT BUROKER
KAREN ALTHIA YORKE

Other Offices

KEY INVESTMENT SERVICES LLC · BROOKLYN, OH
VICTORY CAPITAL MANAGEMENT INC. · Brooklyn, OH
LINCOLN INVESTMENT · PARMA, OH
INDEPENDENCE CAPITAL CO., INC. · PARMA, OH
LPL FINANCIAL LLC · PARMA, OH
OSAIC WEALTH, INC. · PARMA, OH
CETERA INVESTMENT ADVISERS LLC · CLEVELAND, OH
THE HUNTINGTON INVESTMENT COMPANY · Cleveland, OH

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