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David Puente

Frost Investment Advisors, LLC

San Antonio, TX

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Current Employers
Frost Investment Advisors, Llc

111 West Houston Street 10Th Floor, San Antonio, TX 78205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-04
  • TX RA
    APPROVED
    Since 2022-04-04

Branch Locations

111 West Houston Street 10Th Floor, San Antonio, TX 78205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Frost Investment Advisors, Llc San Antonio TX 08/2021 08/2023
Ernst And Young San Antonio TX 08/2020 08/2021
Unemployed San Antonio TX 05/2020 08/2020
Tarleton State University Stephenville TX 05/2018 05/2020
Frost Bank San Antonio TX 07/2017 05/2018
Allied Universal Security San Antonio TX 08/2016 07/2017
Frost Investment Advisors, Llc San Antonio TX 08/2023 Present
  • 08/2021 → 08/2023
    Frost Investment Advisors, Llc
    San Antonio, TX
  • 08/2020 → 08/2021
    Ernst And Young
    San Antonio, TX
  • 05/2020 → 08/2020
    Unemployed
    San Antonio, TX
  • 05/2018 → 05/2020
    Tarleton State University
    Stephenville, TX
  • 07/2017 → 05/2018
    Frost Bank
    San Antonio, TX
  • 08/2016 → 07/2017
    Allied Universal Security
    San Antonio, TX
  • 08/2023 → Present
    Frost Investment Advisors, Llc
    San Antonio, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-04-04
  • S65 Uniform Investment Adviser Law Examination
    2022-04-04

View on SEC IAPD

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