Bao-tran Nguyen Do

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-10-06

FL RA
APPROVED

Since 2022-10-06

Branch Locations

101 East Kennedy Boulevard, Suite 1800, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs	Tampa	FL	04/2022	Present
Unemployed	Tampa	FL	09/2021	04/2022
Florida Home Improvement Associates	Tampa	FL	05/2020	09/2021
Open Access Insurance	Tampa	FL	02/2020	08/2020
Xs Supply	Largo	FL	07/2018	08/2021
Humana	Tampa	FL	06/2015	06/2018

04/2022 → Present

Ubs

Tampa, FL
09/2021 → 04/2022

Unemployed

Tampa, FL
05/2020 → 09/2021

Florida Home Improvement Associates

Tampa, FL
02/2020 → 08/2020

Open Access Insurance

Tampa, FL
07/2018 → 08/2021

Xs Supply

Largo, FL
06/2015 → 06/2018

Humana

Tampa, FL

Other Businesses

1. Do Provisions LLC, my previous job required me to create it for being a 1099 sales rep selling medical supplies, Proprietor / owner, nothing anymore I just haven't dissolved the LLC yet, no funds are going into it anymore, start date-1/8/2021, TampaFL United States-33614.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-10-05

S66 Uniform Combined State Law Examination

2022-10-05

Other Names

Sera Do
Bao-Tran Do

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews