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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-10-25 |
| FL | RA | APPROVED | 2024-10-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ups Store | El Paso | TX | 08/2016 | 05/2017 |
| Hollister | El Paso | TX | 08/2017 | 05/2019 |
| University Of Texas El Paso | El Paso | TX | 07/2019 | 05/2021 |
| Our House Wealth Advisors | Chicago | IL | 07/2021 | 06/2022 |
| Our House Wealth Advisors | Chicago | IL | 02/2022 | 06/2022 |
| Btg Pactual Us Capital Llc | Miami | FL | 07/2022 | 09/2024 |
| Btg Pactual Asset Management Us Llc | Miami | FL | 02/2024 | 09/2024 |
| Morgan Stanley Smith Barney Llc | Miami | FL | 10/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-02-21 |
| S65 | Uniform Investment Adviser Law Examination | 2022-02-17 |
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