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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-04 |
Branch Locations
13 Davis Straits Unit 15, Falmouth, MA 02540 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Bank N.A. | Harwichport | MA | 03/2020 | 02/2022 |
| Td Bank N.A. | Boston | MA | 02/2022 | 11/2022 |
| Harvest Development | South Yarmouth | MA | 01/2010 | 03/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Marshfield | MA | 11/2022 | 06/2023 |
| Bank Of America N.A. | Marshfield | MA | 11/2022 | 06/2023 |
| Td Private Client Wealth Llc | Boston | MA | 06/2023 | 02/2025 |
| Td Bank N.A. | Boston | MA | 06/2023 | 02/2025 |
| Jpmorgan Chase Bank, N.A. | Hyannis | MA | 02/2025 | Present |
| J.P. Morgan Securities Llc | Hyannis | MA | 02/2025 | Present |
| Td Private Client Wealth Llc | Boston | MA | 02/2022 | 11/2022 |
| Micro1 | Hyannis | MA | 03/2026 | 07/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-02 |
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