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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-08-10
TX RA APPROVED 2023-08-10
  • NC RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

5129 Nc Hwy 55 St 101, Durham, NC 27713 • United States

Chapel Hill, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
North Star Resource Group Durham NC 02/2022 Present
Minnesota Life Insurance Co St Paul MN 02/2022 08/2023
Securian Financial Services Inc St Paul MN 02/2022 08/2023
Hodapp Funeral Home West Chester OH 08/2017 01/2024
Unemployed Hazen ND 06/2017 08/2017
North Dakota State University Fargo ND 08/2012 05/2017
Mobile Clean Truck Wash Fargo ND 05/2016 05/2017
Cincinnati College Of Mortuary Science Cincinnati OH 12/2017 08/2018
Cetera Wealth Services, Llc Durham NC 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 02/2022 → Present
    North Star Resource Group
    Durham, NC
  • 02/2022 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 02/2022 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 08/2017 → 01/2024
    Hodapp Funeral Home
    West Chester, OH
  • 06/2017 → 08/2017
    Unemployed
    Hazen, ND
  • 08/2012 → 05/2017
    North Dakota State University
    Fargo, ND
  • 05/2016 → 05/2017
    Mobile Clean Truck Wash
    Fargo, ND
  • 12/2017 → 08/2018
    Cincinnati College Of Mortuary Science
    Cincinnati, OH
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Durham, NC
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2022-07-11 → 2023-08-10
    Securian Financial Services, Inc.
    Minneapolis, MN
    West Chester, OH
    Durham, NC
    St. Paul, MN
Other Businesses

NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE GROUP POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/01/2022 ADDRESS: 2701 University Ave SE, Minneapolis MN 55414, United States DESCRIPTION: Offering clients group/employee benefits and fixed insurance options outside of the carriers that have selling arrangement with Securian Financial or MN Life Insurance Co.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-29
  • S66 Uniform Combined State Law Examination
    2022-03-29

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