Sue Kim

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-08-15

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	02/2022	Present
Alphasights	New York	NY	07/2021	01/2022
Elevation Strategies	New York	NY	02/2021	04/2021
Suraj Patel Congressional Campaign	New York	NY	05/2020	08/2020
Barnes & Noble	New York	NY	06/2019	08/2019
Prg Strategies	New York	NY	06/2018	08/2018
Columbia-Harlem Small Business Development Center	New York	NY	11/2017	06/2020
Mill Valley High School	Shawnee	KS	08/2013	05/2017
Columbia University	New York	NY	01/2019	04/2021
Unemployed	Shawnee	KS	05/2017	09/2017
Unemployed	New York	NY	04/2021	07/2021

02/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
07/2021 → 01/2022

Alphasights

New York, NY
02/2021 → 04/2021

Elevation Strategies

New York, NY
05/2020 → 08/2020

Suraj Patel Congressional Campaign

New York, NY
06/2019 → 08/2019

Barnes & Noble

New York, NY
06/2018 → 08/2018

Prg Strategies

New York, NY
11/2017 → 06/2020

Columbia-Harlem Small Business Development Center

New York, NY
08/2013 → 05/2017

Mill Valley High School

Shawnee, KS
01/2019 → 04/2021

Columbia University

New York, NY
05/2017 → 09/2017

Unemployed

Shawnee, KS
04/2021 → 07/2021

Unemployed

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-07-28