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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-12-26 |
| NC | RA | APPROVED | 2022-07-19 |
| TX | RA | APPROVED_RES | 2022-07-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group Inc. | Charlotte | NC | 03/2022 | Present |
| Parks Chevrolet | Charlotte | NC | 08/2021 | 03/2022 |
| Coggin Honda | Jacksonville | FL | 01/2019 | 05/2021 |
| Audi Of Orange Park | Jacksonville | FL | 12/2018 | 01/2019 |
| Self Employed | Jacksonville | FL | 05/2021 | 07/2021 |
| Goodyear | Fleming Islanad | FL | 09/2017 | 12/2018 |
| 2 Young Studs Moving Llc | New Haven | CT | 09/2016 | 06/2017 |
| Bridgestone | Branford | CT | 10/2015 | 09/2016 |
| Vanguard Marketing Corporation | Charlotte | NC | 03/2022 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-21 |
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