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Daniel Ripley Dyer

Vanguard Advisers, Inc.

Charlotte, NC

CRD 7503093

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-12-26
NC RA APPROVED 2022-07-19
TX RA APPROVED_RES 2022-07-18
  • CT RA
    APPROVED
    Since 2023-12-26
  • NC RA
    APPROVED
    Since 2022-07-19
  • TX RA
    APPROVED_RES
    Since 2022-07-18

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group Inc. Charlotte NC 03/2022 Present
Parks Chevrolet Charlotte NC 08/2021 03/2022
Coggin Honda Jacksonville FL 01/2019 05/2021
Audi Of Orange Park Jacksonville FL 12/2018 01/2019
Self Employed Jacksonville FL 05/2021 07/2021
Goodyear Fleming Islanad FL 09/2017 12/2018
2 Young Studs Moving Llc New Haven CT 09/2016 06/2017
Bridgestone Branford CT 10/2015 09/2016
Vanguard Marketing Corporation Charlotte NC 03/2022 Present
Vanguard Advisers, Inc. Charlotte NC 07/2022 Present
  • 03/2022 → Present
    The Vanguard Group Inc.
    Charlotte, NC
  • 08/2021 → 03/2022
    Parks Chevrolet
    Charlotte, NC
  • 01/2019 → 05/2021
    Coggin Honda
    Jacksonville, FL
  • 12/2018 → 01/2019
    Audi Of Orange Park
    Jacksonville, FL
  • 05/2021 → 07/2021
    Self Employed
    Jacksonville, FL
  • 09/2017 → 12/2018
    Goodyear
    Fleming Islanad, FL
  • 09/2016 → 06/2017
    2 Young Studs Moving Llc
    New Haven, CT
  • 10/2015 → 09/2016
    Bridgestone
    Branford, CT
  • 03/2022 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 07/2022 → Present
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-21
  • S66 Uniform Combined State Law Examination
    2022-05-21
Other Names
  • Dan Ripley Dyer
  • Daniel R Dyer
  • Daniel Dyer

View on SEC IAPD

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