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Brett Andrew Jennings

Ameriprise Financial Services, LLC

Santa Cruz, CA

San Francisco, CA

San Jose, CA

Monterey, CA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-28
CA RA APPROVED 2022-07-27
  • TX RA
    APPROVED
    Since 2022-07-28
  • CA RA
    APPROVED
    Since 2022-07-27

Branch Locations

125 Water St Ste A-3, Santa Cruz, CA 95060 • United States

San Francisco, CA • United States

1905 The Alameda, San Jose, CA 95126 • United States

99 Pacific St Ste 400, Monterey, CA 93940-2470 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc San Jose CA 02/2022 Present
Modern Woodmen Of America San Ramon CA 06/2021 02/2022
University Of California - Santa Barbara Santa Barbara CA 09/2019 06/2021
Bjs Restaurants Cupertino CA 04/2018 09/2019
Avac Swim School San Jose CA 11/2015 04/2018
  • 02/2022 → Present
    Ameriprise Financial Services, Llc
    San Jose, CA
  • 06/2021 → 02/2022
    Modern Woodmen Of America
    San Ramon, CA
  • 09/2019 → 06/2021
    University Of California - Santa Barbara
    Santa Barbara, CA
  • 04/2018 → 09/2019
    Bjs Restaurants
    Cupertino, CA
  • 11/2015 → 04/2018
    Avac Swim School
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-25
  • S66 Uniform Combined State Law Examination
    2022-07-25

View on SEC IAPD

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Other Investors

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NIKOLAS MARSHAL BARR
NAYANA T D DARRAH
Jon Michael Hanson
Kenneth A Evans
Josiah T Clymer
RICHARD MICHAEL KAPCHUK
MAGGIE MERIDETH MARTIN

Other Offices

MORGAN STANLEY · Santa Cruz, CA
EDWARD JONES · SCOTTS VALLEY, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Scotts Valley, CA
CETERA INVESTMENT ADVISERS LLC · SCOTTS VALLEY, CA
J.P. MORGAN SECURITIES LLC · SCOTTS VALLEY, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Scotts Valley, CA
VALIC FINANCIAL ADVISORS, INC. · SCOTTS VALLEY, CA
EDWARD JONES · SCOTTS VALLEY, CA

More in Santa Cruz, CA

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