Claire Cato Hanson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2019 → 01/2022
  University Of Southern California, Bridge Institute
  Los Angeles, CA
• 02/2022 → 03/2024
  Securities America, Inc
  Brentwood, TN
• 08/2014 → 08/2019
  University Of Michigan, Rackham Graduate School
  Ann Arbor, MI
• 04/2022 → 03/2024
  Securities America Advisors
  Brentwood, TN
• 03/2024 → Present
  Lpl Financial, Llc
  Brentwood, TN

Previous Registrations

• 2022-04-25 → 2024-03-27
  Securities America Advisors, Inc.
  Brentwood, TN

Other Businesses

1) 03/2024 - Vista Asset Management / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent 2) 07/25/2024 - Vanderbilt University - Outside/W-2 Employment - Software Engineer - Not Investment Related - Home Based - Start Date 07/17/2024 - 160 Hours Per Month/ 80 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2022-04-04

Other Names

• Claire Cato
• Marilyn Cato
• Marilyn Claire Cato
• Claire Cato Hanson
• Claire Cato Hanson