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Keith Williams

Voya Financial Advisors, Inc.

Windsor, CT

CRD 3152085

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Employer firm

Voya Financial Advisors, Inc. CRD 2882

$3.87B regulatory AUM 120 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-10-11
CT RA APPROVED 2012-08-20
  • NY RA
    APPROVED
    Since 2022-10-11
  • CT RA
    APPROVED
    Since 2012-08-20

Branch Locations

One Orange Way B1S, Windsor, CT 06095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Windsor CT 09/2014 Present
  • 09/2014 → Present
    Voya Financial Advisors
    Windsor, CT
Previous Registrations
Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; ONE ORANGE WAY; WINDSOR; CT; 6095; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 8/3/2012; 5; 5; SALES OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:KEITH WILLIAMS-RENTAL PROPERTY; No; 47-49 BENEFIT ST; AITLEBORO; MA; 2703; RENTAL PROPERTIES (3); OWNER; 6/1/2001; 3; 0; MAINTAIN AND RENT PROPERTY| IN HOME FOSTER CARE POSITION: Foster Care Provider NATURE: Provide foster care services for adolescents through the Department of Child & Family Services INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2023 ADDRESS: 28 Glen Road, Granby CT 06035, United States DESCRIPTION: Foster Care functions; Provide Housing and basic needs associated with Foster Care Standards

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-04-21
S63 Uniform Securities Agent State Law Examination 2003-03-10
  • S65 Uniform Investment Adviser Law Examination
    2008-04-21
  • S63 Uniform Securities Agent State Law Examination
    2003-03-10
Other Names
  • Keith Williams

View on SEC IAPD

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