James Thomas Griffin

Current Employers

Griffin Financial Services

Manassas, VA • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2022-05-23

VA RA
APPROVED

Since 2022-05-23

Branch Locations

Manassas, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Render Unto Caesar Tax Prep	Manassas	VA	01/2011	Present
James Griffin Sole Proprietor	Manassas	VA	04/2019	Present
James Griffin Sole Proprietor Dba Griffin Financial Servcies	Manassas	VA	04/2022	Present
Air Treatment Company	Vienna	VA	01/2020	Present

01/2011 → Present

Render Unto Caesar Tax Prep

Manassas, VA
04/2019 → Present

James Griffin Sole Proprietor

Manassas, VA
04/2022 → Present

James Griffin Sole Proprietor Dba Griffin Financial Servcies

Manassas, VA
01/2020 → Present

Air Treatment Company

Vienna, VA

Other Businesses

Part owner of Air Treatment Company, a full service HVAC company located at 518 Mill St, NE, Vienna, VA. This business is not investment-related. While I own 1/3 of the business, I do not have a day-to-day role, and do not receive any salary, only owner distributions. This business was purchased January, 2020. I dedicate 3-5 hours per month to this business in the nature of owner meetings and monthly business consultation online meetings. Render Until Caesar Tax Preparation; Manassas, VA; 01/2011; Non-investment related; Owner/Tax Preparer; 100-150 Hrs/Month devoted to activity during tax season and 0 Hrs. devoted after tax season.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-01-24

S65 Uniform Investment Adviser Law Examination

2022-01-24