Best Investors Account Sign in

Martin Edward Shea

Ubs Financial Services Inc.

Pepper Pike, OH

Columbus, OH

Columbus, OH

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-09-27
NC RA APPROVED 2023-06-14
TX RA APPROVED 2023-02-10
OH RA APPROVED 2022-10-14
  • FL RA
    APPROVED
    Since 2024-09-27
  • NC RA
    APPROVED
    Since 2023-06-14
  • TX RA
    APPROVED
    Since 2023-02-10
  • OH RA
    APPROVED
    Since 2022-10-14

Branch Locations

30050 Chagrin Boulevard Suite 200, Pepper Pike, OH 44124 • United States

5007 Horizons Drive, Columbus, OH 43220 • United States

Columbus, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Pepper Pike OH 04/2022 04/2023
Odw Lts, Llc Columbus OH 01/2019 04/2022
Ariel Corporation Mount Vernon OH 11/2011 01/2019
Ubs Financial Services Pepper Pike OH 04/2023 Present
  • 04/2022 → 04/2023
    Ubs Financial Services
    Pepper Pike, OH
  • 01/2019 → 04/2022
    Odw Lts, Llc
    Columbus, OH
  • 11/2011 → 01/2019
    Ariel Corporation
    Mount Vernon, OH
  • 04/2023 → Present
    Ubs Financial Services
    Pepper Pike, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-13
  • S66 Uniform Combined State Law Examination
    2022-10-13
Other Names
  • Marty Shea
  • Martin E Shea

View on SEC IAPD

Other Firms

NIRVANA ANALYTICS, LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ELIZABETH PARK CAPITAL MANAGEMENT, LTD
VIRTERA PARTNERS LLC
PNC WEALTH MANAGEMENT LLC
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

JAMES BURNER CREW
Ridwan Kolade Umar
Pierson Joseph Wagner
THOMAS JOSEPH O'NEIL
James Marshall Steinmetz
SCOT GILBERT SINKLER
BARRY LEWIS COHN
THOMAS LEE UDELSON

Other Offices

NIRVANA ANALYTICS, LLC · PEPPER PIKE, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PEPPER PIKE, OH
WELLS FARGO CLEARING SERVICES, LLC · PEPPER PIKE, OH
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CLEVELAND, OH
UBS FINANCIAL SERVICES INC. · PEPPER PIKE, OH
ELIZABETH PARK CAPITAL MANAGEMENT, LTD · PEPPER PIKE, OH
VIRTERA PARTNERS LLC · PEPPER PIKE, OH
PNC WEALTH MANAGEMENT LLC · PEPPER PIKE, OH

More in Pepper Pike, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor