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Brennan G Warwick

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Riverside, RI

Pennington, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-16
NJ RA APPROVED 2022-05-04
  • TX RA
    APPROVED
    Since 2022-05-16
  • NJ RA
    APPROVED
    Since 2022-05-04

Branch Locations

3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States

1100-1800 American Blvd Ci Relationship Management, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 08/2021 Present
The College Of New Jersey Hamilton NJ 06/2016 05/2020
Duquesne University School Of Law Pittsburgh PA 05/2020 05/2021
Unemployed Hamilton NJ 05/2021 07/2021
Bank Of America, N.A. Pennington NJ 12/2023 Present
  • 08/2021 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Pennington, NJ
  • 06/2016 → 05/2020
    The College Of New Jersey
    Hamilton, NJ
  • 05/2020 → 05/2021
    Duquesne University School Of Law
    Pittsburgh, PA
  • 05/2021 → 07/2021
    Unemployed
    Hamilton, NJ
  • 12/2023 → Present
    Bank Of America, N.A.
    Pennington, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-02
  • S66 Uniform Combined State Law Examination
    2022-05-02
Other Names
  • Brennan Warwick

View on SEC IAPD

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