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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-02-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Community Credit Union | Houston | TX | 11/2012 | Present |
| Raymond James Financial Services, Inc. | Houston | TX | 02/2022 | Present |
| Raymond James Financial Services Advisors, Inc. | Houston | TX | 02/2022 | Present |
| Not Provided | Cypress | TX | 09/2021 | Present |
| First Community Wealth Advisors | Houston | TX | 11/2012 | Present |
(1)Name of Business: Address: 18019 Rexine Ln, Cypress, TX, 77433, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 09/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Collect rent, submit mortgage payment, schedule service for maintenance. (2)Name of Business: First Community Credit Union Address: 15260 Fm 529 Rd, Houston, TX, 77095-3252, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 11/19/2012 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Associate Financial Advisor (3)Name of Business: First Community Wealth Advisors Address: 15260 Fm 529 Rd, Houston, TX, 77095-3252, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 11/19/2012 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Associate Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-22 |
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