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Christopher Alan Alvarez

Raymond James Financial Services Advisors, Inc

Houston, TX

CRD 7501999

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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-23
  • TX RA
    APPROVED
    Since 2022-02-23

Branch Locations

15260 Fm 529 Road, Houston, TX 77095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Community Credit Union Houston TX 11/2012 Present
Raymond James Financial Services, Inc. Houston TX 02/2022 Present
Raymond James Financial Services Advisors, Inc. Houston TX 02/2022 Present
Not Provided Cypress TX 09/2021 Present
First Community Wealth Advisors Houston TX 11/2012 Present
  • 11/2012 → Present
    First Community Credit Union
    Houston, TX
  • 02/2022 → Present
    Raymond James Financial Services, Inc.
    Houston, TX
  • 02/2022 → Present
    Houston, TX
  • 09/2021 → Present
    Not Provided
    Cypress, TX
  • 11/2012 → Present
    First Community Wealth Advisors
    Houston, TX
Other Businesses

(1)Name of Business: Address: 18019 Rexine Ln, Cypress, TX, 77433, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 09/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Collect rent, submit mortgage payment, schedule service for maintenance. (2)Name of Business: First Community Credit Union Address: 15260 Fm 529 Rd, Houston, TX, 77095-3252, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 11/19/2012 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Associate Financial Advisor (3)Name of Business: First Community Wealth Advisors Address: 15260 Fm 529 Rd, Houston, TX, 77095-3252, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 11/19/2012 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Associate Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-22
  • S66 Uniform Combined State Law Examination
    2022-02-22
Other Names
  • Chris Alan Alvarez
  • Christopher Alvarez

View on SEC IAPD

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