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24400 Chagrin Blvd. Suite 310, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
Branch Locations
24400 Chagrin Blvd. Suite 310, Beachwood, OH 44122 • United States
3605 Coffee Rd Suite 100, Bakersfield, CA 93308 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Bakersfield | CA | 05/2016 | 09/2021 |
| Mml Investors Services, Llc | Bakersfield | CA | 05/2016 | 09/2021 |
| Mgo One Seven Llc Dba Romero Wealth Management | Bakersfield | CA | 09/2021 | Present |
(1) NAME: ISMAEL ROMERO INV REL: Y ADD: 5001 CALIFORNIA AVE #105 BAKERSFIELD CA 93309 NATURE: INDIVIDUAL LIFE/HEALTH POSITION: SALES START DATE: 3/26/2009 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 2
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-08 |
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