Ismael Romero

Employer firm

Oneseven CRD 283087

$7.72B regulatory AUM 12 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 09/2021
  Massmutual Life Insurance Company
  Bakersfield, CA
• 05/2016 → 09/2021
  Mml Investors Services, Llc
  Bakersfield, CA
• 09/2021 → Present
  Mgo One Seven Llc Dba Romero Wealth Management
  Bakersfield, CA

Previous Registrations

• 2016-06-28 → 2021-09-22
  Mml Investors Services, Llc
  Bakersfield, CA
• 2011-01-03 → 2016-04-07
  Wells Fargo Clearing Services, Llc
  Bakersfield, CA
  Fresno, CA
  Bakersfield, CA
  Bakersfield, CA
• 2009-03-03 → 2011-01-03
  Wells Fargo Investments, Llc
  Bakersfield, CA
• 2007-11-13 → 2008-05-29
  Citigroup Global Markets Inc.
  Bakersfield, CA

Other Businesses

(1) NAME: ISMAEL ROMERO INV REL: Y ADD: 5001 CALIFORNIA AVE #105 BAKERSFIELD CA 93309 NATURE: INDIVIDUAL LIFE/HEALTH POSITION: SALES START DATE: 3/26/2009 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 2

Exams

• S66 Uniform Combined State Law Examination
  2007-11-08