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Employer firm

Florida Financial Advisors, LLC CRD 288811

$456M regulatory AUM 4,295 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Florida Financial Advisors, Llc

6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-06-13
FL RA APPROVED 2024-06-07
TX RA APPROVED 2023-06-13
PA RA APPROVED 2022-02-09
  • LA RA
    APPROVED
    Since 2025-06-13
  • FL RA
    APPROVED
    Since 2024-06-07
  • TX RA
    APPROVED
    Since 2023-06-13
  • PA RA
    APPROVED
    Since 2022-02-09

Branch Locations

3511 West Commercial Blvd Suite 402, Ft Lauderdale, FL 33309 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Florida Financial Advisors Dba Tristate Financial Advisors Philadelphia PA 01/2022 05/2024
Unemployed Chesapeake VA 05/2021 12/2021
Taylor Gym, Lehigh University Bethlehem PA 08/2018 05/2021
Taylor Gym, Lehigh University Bethlehem PA 08/2017 08/2018
Optamo Llc Bethlehem PA 06/2019 08/2019
Lehigh University Bethlehem PA 08/2017 05/2021
Washburn Rural High School Topeka KS 08/2013 05/2017
Hyvee Grocery Store Topeka KS 04/2015 08/2018
Trinity Wealth Securities, Llc Philadelphia PA 06/2023 05/2024
Florida Financial Advisors Dba Texas Financial Advisors Dallas TX 05/2024 01/2026
Trinity Wealth Securities, Llc Dallas TX 05/2024 01/2026
Trinity Wealth Securities, Llc Ft Lauderdale FL 01/2026 Present
Florida Financial Advisors Ft Lauderdale FL 01/2026 Present
  • 01/2022 → 05/2024
    Florida Financial Advisors Dba Tristate Financial Advisors
    Philadelphia, PA
  • 05/2021 → 12/2021
    Unemployed
    Chesapeake, VA
  • 08/2018 → 05/2021
    Taylor Gym, Lehigh University
    Bethlehem, PA
  • 08/2017 → 08/2018
    Taylor Gym, Lehigh University
    Bethlehem, PA
  • 06/2019 → 08/2019
    Optamo Llc
    Bethlehem, PA
  • 08/2017 → 05/2021
    Lehigh University
    Bethlehem, PA
  • 08/2013 → 05/2017
    Washburn Rural High School
    Topeka, KS
  • 04/2015 → 08/2018
    Hyvee Grocery Store
    Topeka, KS
  • 06/2023 → 05/2024
    Trinity Wealth Securities, Llc
    Philadelphia, PA
  • 05/2024 → 01/2026
    Florida Financial Advisors Dba Texas Financial Advisors
    Dallas, TX
  • 05/2024 → 01/2026
    Trinity Wealth Securities, Llc
    Dallas, TX
  • 01/2026 → Present
    Trinity Wealth Securities, Llc
    Ft Lauderdale, FL
  • 01/2026 → Present
    Florida Financial Advisors
    Ft Lauderdale, FL
Other Businesses

Florida Financial Advisors. Investment Related. 3511 W Commercial Blvd, Suite 402, Ft Lauderdale, FL 33309. Nature of Business: RIA. Position: Financial Consultant. Start Date: 01/2026. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. Florida Financial Insurance . Not Investment Related. 3511 W Commercial Blvd, Suite 402, Ft Lauderdale, FL 33309. Nature of Business: Fixed Insurance Sales. 01/2026. Hours per Month: 10 hours during trading. Duties: fixed insurance sales Trinity Wealth Securities, LLC. Investment Related. 3511 W Commercial Blvd, Suite 402, Ft Lauderdale, FL 33309. Nature of Business: Securities Sales. Position: Registered Representative. Start Date: 01/2026. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-05-11
S65 Uniform Investment Adviser Law Examination 2021-12-13
  • S63 Uniform Securities Agent State Law Examination
    2023-05-11
  • S65 Uniform Investment Adviser Law Examination
    2021-12-13
Other Names
  • James David Carlson

View on SEC IAPD

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