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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-04-15 |
| SC | RA | APPROVED | 2025-04-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc | Charlotte | NC | 02/2022 | 02/2025 |
| Acts Retirement-Life Communities | Matthews | NC | 09/2014 | 12/2017 |
| Central Piedmont Community College | Charlotte | NC | 08/2015 | 01/2018 |
| Jets Pizza | Matthews | NC | 07/2018 | 01/2019 |
| Parking Management Company | Charlotte | NC | 08/2019 | 02/2020 |
| Nfp Advisor Services | Charlotte | NC | 02/2020 | 04/2020 |
| Unc Charlotte | Charlotte | NC | 01/2018 | 07/2020 |
| Unemployed | Charlotte | NC | 07/2020 | 09/2020 |
| Better Mortgage Company | Charlotte | NC | 09/2020 | 12/2021 |
| Unemployed | Charlotte | NC | 12/2021 | 02/2022 |
| Lpl Financial Llc | Fort Mill | SC | 02/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 2022-04-19 |
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