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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-12-08
  • MA RA
    APPROVED
    Since 2025-12-08

Branch Locations

1 Beacon St Fl 21, Boston, MA 02108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities Providence RI 10/2023 05/2025
Td Private Client Wealth Llc Boston MA 02/2022 10/2023
Star Market Boston MA 05/2020 01/2022
Suffolk University Boston MA 09/2020 12/2021
Winncompanies Framingham MA 06/2019 03/2020
Shaws Supermarkets Ashland MA 02/2014 06/2019
Michael Raposa Boston MA 06/2025 Present
Adam Baur Boston MA 06/2025 Present
Northwestern Mutual Investment Services Llc Boston MA 06/2025 Present
  • 10/2023 → 05/2025
    Citizens Securities
    Providence, RI
  • 02/2022 → 10/2023
    Boston, MA
  • 05/2020 → 01/2022
    Star Market
    Boston, MA
  • 09/2020 → 12/2021
    Suffolk University
    Boston, MA
  • 06/2019 → 03/2020
    Winncompanies
    Framingham, MA
  • 02/2014 → 06/2019
    Shaws Supermarkets
    Ashland, MA
  • 06/2025 → Present
    Michael Raposa
    Boston, MA
  • 06/2025 → Present
    Adam Baur
    Boston, MA
  • 06/2025 → Present
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-27
  • S66 Uniform Combined State Law Examination
    2022-05-27
Other Names
  • Thomas Pekkarinen
  • Tom Pekkarinen

View on SEC IAPD

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