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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-12-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Securities | Providence | RI | 10/2023 | 05/2025 |
| Td Private Client Wealth Llc | Boston | MA | 02/2022 | 10/2023 |
| Star Market | Boston | MA | 05/2020 | 01/2022 |
| Suffolk University | Boston | MA | 09/2020 | 12/2021 |
| Winncompanies | Framingham | MA | 06/2019 | 03/2020 |
| Shaws Supermarkets | Ashland | MA | 02/2014 | 06/2019 |
| Michael Raposa | Boston | MA | 06/2025 | Present |
| Adam Baur | Boston | MA | 06/2025 | Present |
| Northwestern Mutual Investment Services Llc | Boston | MA | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-27 |
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