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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2022-10-08
  • IA RA
    APPROVED
    Since 2022-10-08

Branch Locations

2229 E Grantview Lane #1, Coralville, IA 52241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 06/2022 Present
Cambridge Investment Research, Inc. Fairfield IA 02/2022 Present
Unemployed Coralville IA 01/2016 02/2022
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2022 Present
  • 06/2022 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 02/2022 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 01/2016 → 02/2022
    Unemployed
    Coralville, IA
  • 10/2022 → Present
    Fairfield, IA
Other Businesses

1. WICKHAM PTO, 601 Oakdale Blvd, Coralville IA 52241, START DATE 08/2025, President, Volunteer, NIR, 5 HR/MO, 0 HR/MO TRADING 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 10/2022, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING 3. BUSINESS & FINANCIAL STRATEGIES, LLC, 2229 E Grantview Ln, Suite 1, Coralville IA 52241, United States, 07/01/2023, Financial Advisor, Using a Trade Name/dba, INV REL, 80 HR/MO - 80HR/MO TRADING 4. AAM FP, LLC, 551 Highland Park Ave, Coralville IA 52241, United States, 10/01/2024, Owner, Owner/Partner of a Business Entity, INV REL, 2 HR/MO - 1 HR/MO TRADING 5. JJP 2, LLC, 4140 Grand Ave, Des Moines IA 50312, United States, 12/02/2024, Owner, Owner/Partner of a Business Entity, INV REL, 2 HR/MO - 1 HR/MO TRADING 6. FINANCIAL INTEGRATORS, 4140 Grand Ave, Des Moines IA 50312, 01/2025, PARTNER, DBA NAME, INV REL, 180 HR/MO - 140 HR/MO TRADING. 7. WILLOW CREEK BAYS, LLC, 2530 Corridor Way, Coralville IA 52241, United States, 02/10/2025, Member, Real Estate, NIR, 1 HR/MO - 0 HR/MO TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-09-16
  • S63 Uniform Securities Agent State Law Examination
    2022-09-16
Designations
Other Names
  • Alicia Gullickson

View on SEC IAPD

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