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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-01-24 |
Branch Locations
465 E. Fir Ave Suite 105, Fresno, CA 93720-2975 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Si Les Margues | Calldetenes | 09/2012 | 09/2016 | |
| Ies Jaume Callis | Vic | 09/2016 | 06/2018 | |
| University Of Pittsburgh | Pittsburgh | PA | 06/2018 | 06/2019 |
| California State University, Fresno | Fresno | CA | 07/2019 | 07/2022 |
| Lpl Financial Llc | Fresno | CA | 02/2022 | Present |
1) 10/05/2022 - THIESEN DUEKER GROUP - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 10/05/2022 - THIESEN DUEKER - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 3) 08/21/2023 - Thiesen Dueker Modern Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/09/2023 - 160 Hours Per Month/ 40 Hours During Trading 4) 12/06/2023 - 401(k) Specialists, a Division of Thiesen Dueker F - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started - 11/28/2023 - 40 Hrs/Mo During Trading Hours. 5) 07/10/2024 - Giffin & Crane General Contractors - Other - General Contractors - Spanish Translator - Not Investment Related - Online - Start Date 07/15/2024 - 20 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-23 |
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