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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-09-05 |
Branch Locations
2302 W 1St St Ste 201E, Cedar Falls, IA 50613 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mcelree Construction | Elgin | IA | 07/2020 | 01/2022 |
| Norbys Farm Fleet | West Union | IA | 02/2020 | 07/2020 |
| Heying Firms | West Union | IA | 12/2017 | 12/2020 |
| Unemployed | West Union | IA | 03/2011 | 11/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 03/2022 | 04/2024 |
| Northwestern Mutual Investment Services Llc | Waterloo | IA | 05/2023 | 04/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 10/2023 | 04/2024 |
| Principal Life Insurance Company | Cedar Falls | IA | 04/2024 | Present |
| Principal Securities, Inc. | Cedar Falls | IA | 04/2024 | Present |
| Cdfs Financial Strategies | Cedar Falls | IA | 04/2024 | Present |
**INSURANCE POSITION: Financial Representative NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 2 START DATE: 05/01/2024 ADDRESS: 2302 W 1st St., Ste 201E, Cedar Falls IA 50613, United States DESCRIPTION: Sales and service of outside fixed insurance, including life, annuities, DI, LTC, health and group insurance. **KUNTZ CONSTRUCTION POSITION: Carpenter NATURE: Carpentry INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 06/24/2024 ADDRESS: 606 Hilltop Rd, Waterloo IA 50701, United States DESCRIPTION: I will be helping a friend periodically with small carpentry jobs for his construction business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 2023-09-09 |
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