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Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-12-19
  • CO RA
    APPROVED
    Since 2022-12-19

Branch Locations

Colorado Springs, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Life Insurance Company Colorado Springs CO 06/2018 Present
Connect Your Care St. Petersburg FL 01/2017 03/2018
Stanley Reid & Company / The Darkstar Group St. Petersburg FL 03/2015 01/2017
Transamerica Investors Securities Corporation Colorado Springs CO 02/2022 Present
  • 06/2018 → Present
    Transamerica Life Insurance Company
    Colorado Springs, CO
  • 01/2017 → 03/2018
    Connect Your Care
    St. Petersburg, FL
  • 03/2015 → 01/2017
    Stanley Reid & Company / The Darkstar Group
    St. Petersburg, FL
  • 02/2022 → Present
    Transamerica Investors Securities Corporation
    Colorado Springs, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-19
S63 Uniform Securities Agent State Law Examination 2022-07-29
  • S65 Uniform Investment Adviser Law Examination
    2022-12-19
  • S63 Uniform Securities Agent State Law Examination
    2022-07-29

View on SEC IAPD

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