Justin Russell Jaks

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2018-10-16
TX	RA	APPROVED	2016-04-26

OH RA
APPROVED

Since 2018-10-16
TX RA
APPROVED

Since 2016-04-26

Branch Locations

5606 N Navarro St, Ste 200V, Victoria, TX 77904 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Victoria	TX	04/2016	Present

04/2016 → Present

Lpl Financial, Llc

Victoria, TX

Previous Registrations

2006-07-05 → 2016-05-02

Thrivent Investment Management Inc.

Las Vegas, NV

Las Vegas, NV

Phoenix, AZ

Scottsdale, AZ

Victoria, TX

Other Businesses

1. 04/25/2016 - JAKS FINANCIAL/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ VICTORIA, TX. 2. 4/19/2017 - Jaks Financial Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Owner - Started 04/15/2017 - 2 Hours Per Month/0 Hours During Securities Trading - Medicare insurance.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-06-27

S66 Uniform Combined State Law Examination

2006-06-27

View on SEC IAPD