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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2026-06-23 |
| CA | RA | APPROVED | 2026-06-22 |
| TX | RA | APPROVED | 2026-06-22 |
Branch Locations
15303 Ventura Boulevard Suite 1550, Sherman Oaks, CA 91403 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Basecamp Franchising | Salt Lake City | UT | 10/2021 | 10/2021 |
| Wells Fargo Clearing Services Llc | Salt Lake City | UT | 01/2022 | 06/2026 |
| Claumary African Collection | Kampala | 07/2017 | 06/2021 | |
| Claudia's Cakes | Addis Ababa | 01/2015 | 06/2017 | |
| Great Stars Montessori School | Accra | 04/2001 | 12/2025 | |
| Bountiful Apartments | Accra | 01/2015 | Present | |
| Homemaking | 1573 Spyglass Hill Dr | UT | 06/2021 | 10/2021 |
| Claudia's Cakes | Saratoga Springs | UT | 04/2026 | Present |
| Lpl Enterprise Llc | Sherman Oaks | CA | 06/2026 | Present |
1. 06/12/2026 - None - Real Estate Rental - Inv Related – 0 Hour(s)/Month – 0 Hour(s) During Trading – Saratoga Springs, UT – OBA Start Date: 04/25/2026 2. 06/12/2026 - Claudia Backman, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – Saratoga Springs, UT – OBA Start Date: 04/23/2026 3. 06/12/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – Saratoga Springs, UT – OBA Start Date: 04/23/2026 4. 06/12/2026 - Claudia's Cakes - Business Owner - Not Inv Related – 10 Hour(s)/Month – 0 Hour(s) During Trading – Saratoga Springs, UT – OBA Start Date: 04/17/2026 5. 06/12/2026 - Bountiful Apartments - Real Estate Rental - Inv Related – 5 Hour(s)/Month – 0 Hour(s) During Trading – Saratoga Springs, UT – OBA Start Date: 11/12/2012
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-12 |
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