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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-19 |
| CA | RA | APPROVED | 2022-04-18 |
Branch Locations
135 S State College Blvd Ste 550, Brea, CA 92821 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Brea | CA | 01/2022 | Present |
| Veteran Field Management Inc | Anaheim | CA | 10/2021 | 12/2021 |
| U.S. Navy | Washington D.C. | MD | 05/2014 | 10/2019 |
| Unemployed | Whittier | CA | 10/2019 | 10/2021 |
SWORDSMEN GRIDIRON CLUB, NOT INV RELATED, SANTA FE SPRINGS, CA, PRESIDENT, START DATE: 7/24/23, 4 HRS PER MONTH, 0 HRS DURING TRADING, DUTIES: ATTENDING MEETINGS, ORGANIZE MEMBERS, AND COMING UP WITH FUNDRAISING IDEAS; ORANGE COUNTY NAVY LEAGUE; NOT INV RELATED; NEWPORT BEACH,CA; EDUCATION OF CITIZENS; ADVISORY BOARD MEMBER; START DATE: 02/09/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-18 |
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