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Moise Compaore

Wells Fargo Clearing Services, LLC

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-13
NC RA APPROVED 2022-06-17
  • TX RA
    APPROVED
    Since 2022-07-13
  • NC RA
    APPROVED
    Since 2022-06-17

Branch Locations

1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Llc Charlotte NC 01/2022 Present
Saa Logistics Concord NC 09/2021 12/2021
Fiserv Omaha NE 01/2016 08/2021
Other Businesses

UBER; NOT INV. RELATED; CHARLOTTE, NC; DRIVER; RIDESHARE; START DATE 12/12/2023; 20 HRS PER MONTH; 4 HRS DURING TRADING; DUTIES: DRIVER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-17
  • S66 Uniform Combined State Law Examination
    2022-06-17

View on SEC IAPD

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