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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-09-05
  • AR RA
    APPROVED
    Since 2025-09-05

Branch Locations

200 West Capitol Ave. Suite 1700, Little Rock, AR 72201 • United States

3101 S. 70Th, Fort Smith, AR 72903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Landmark Plc, Certified Public Accountants Little Rock AR 12/1988 Present
Avantax Advisory Services Little Rock AR 02/2022 09/2025
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 12/1988 → Present
    Landmark Plc, Certified Public Accountants
    Little Rock, AR
  • 02/2022 → 09/2025
    Avantax Advisory Services
    Little Rock, AR
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2022-11-22 → 2025-09-05
    Avantax Advisory Services
    Little Rock, AR
    Fort Smith, AR
    Dallas, TX
    Little Rock, AR
Other Businesses

1) ARKANSAS SOCIETY OF CERTIFIED PUBLIC ACCOUNTANTS POSITION: CPE instructor NATURE: The ARCPA is a non profit in which CPAs belong. The ARCPA provides continuing education to its members INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2017 ADDRESS: 11300 Executive Center Dr., Little rock AR 72211, United States DESCRIPTION: I teach new auditing standards and accounting updates. 2) AICPA ETHICS COMMITTEE POSITION: Committee member NATURE: Executive and enforcement committee only with assisting the AICPA with ethics oversight INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/16/2021 ADDRESS: 201 East Markham Suite 500, Little Rock AR 72201, United States DESCRIPTION: 1.Assist other committee members with oversight of AICPA violaters2. Attend committee meetings3. Read documents and submit my views4. Research accounting standards5. Discuss standards with other members 3) ARKANSAS GAME AND FISH FOUNDATION POSITION: board member NATURE: The foundation is a non profit that helps support the Game and Fish commission by helping raise month to support youth sports around Arkansas INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/02/2006 ADDRESS: 2 Natural Resources Dr, little rock AR 72205, United States DESCRIPTION: 1. attend monthly meetings2. Help get the name out of the Foundation3. Attend an annual banquet4. Be volunteer to help with youth events5. Answer questions about the Foundation 4) CONWAY CHAMBER OF COMMERCE POSITION: Board member NATURE: non profit that is the voice of business in the Conway arkansas area. They assist with Economic development and education vision INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/02/2017 ADDRESS: 900 Oak St, Conway AR 72032, United States DESCRIPTION: 1.assist the organization as a volunteer for oversight2. attend board meetings3. attend Finance committee4. Attend fundraisers5. volunteer 5) ARKANSAS COMMITTED TO EDUCATION FOUNDATION POSITION: board member NATURE: oversees a license plate program to raise funds for a education program for kids INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2014 ADDRESS: 201 East Markham Suite 500, Little Rock AR 72205, United States DESCRIPTION: 1. Assist in overseeing non profit as a voluteer2. attend board meeting3. Have meeting with Education leaders4. Treasurer of board5. Assist in distributing reports to board members 6) LANDMARK PLC, CERTIFIED PUBLIC ACCOUNTANTS POSITION: Member NATURE: CPA tax and audit firm, prepare tax turns and and perform audits for clients INVESTMENT RELATED: No NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 130 START DATE: 12/19/1988 ADDRESS: 201 East Markham Suite 500, Little Rock AR 72034, United States DESCRIPTION: 1. Meetings with tax clients2. Attend client board meetings3. Review audits prepared by our staff4. Over see 5 Landmark offices5. Meetings with staff

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-11-22
  • S65 Uniform Investment Adviser Law Examination
    2022-11-22
Other Names
  • Randy L Milligan
  • Randel L Milligan
  • Randy Milligan

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