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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-18 |
| TX | RA | APPROVED | 2024-11-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Yorba Linda | CA | 10/2022 | 11/2024 |
| Roth Staffing (Green Street Financial Consultancy) | Newport Beach | CA | 06/2021 | 08/2021 |
| Supercuts | Irvine | CA | 06/2019 | 08/2019 |
| The Panther | Orange | CA | 09/2018 | 01/2019 |
| Chapman University | Orange | CA | 08/2018 | 05/2022 |
| Supercuts(Turquoise Ranch Partners) | Irvine | CA | 05/2018 | 08/2018 |
| Ann Inc/Premium Brands Opco Llc | Irvine | CA | 02/2018 | 04/2018 |
| Cast &Amp; Crew Talent Services, Llc | Los Angeles | CA | 06/2016 | 11/2021 |
| Film Commercials Ca, Inc.. | Los Angeles | CA | 01/2018 | 04/2020 |
| Socal Premier Marketing/True Vision Enterprises | Orange | CA | 06/2020 | 07/2020 |
| Bank Of America, N.A. | Yorba Linda | CA | 10/2022 | 11/2024 |
| J.P. Morgan Securities Llc | Irvine | CA | 11/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Irvine | CA | 11/2024 | Present |
| Gray Matrix Inc | Irvine | CA | 09/2021 | 12/2021 |
| Unemployed | Irvine | CA | 06/2022 | 10/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-24 |
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