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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-11-22 |
Branch Locations
1111 Military Cutoff Rd Ste 251, Wilmington, NC 28405 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brian Cox | Wilmington | NC | 06/2026 | Present |
| First Command | Fort Worth | TX | 09/2022 | 10/2023 |
| University Of North Carolina Wilmington | Wilmington | NC | 10/2018 | 12/2022 |
| Armed Forces | Camp Lejeune | NC | 06/2003 | 10/2018 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 11/2023 | 06/2026 |
| Northwestern Mutual Investment Services Llc | Wilmington | NC | 11/2023 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2024 | 06/2026 |
| William Ballou | Wilmington | NC | 06/2026 | Present |
| Seth Hole | Wilmington | NC | 06/2026 | Present |
| Hector Martinez | Wilmington | NC | 06/2026 | Present |
| Sean Carano | Wilmington | NC | 06/2026 | Present |
| Seth Hole | Wilmington | NC | 06/2026 | Present |
| Hector Martinez | Wilmington | NC | 06/2026 | Present |
| Sean Scott Carano | Wilmington | NC | 06/2026 | Present |
| William Lance Ballou | Wilmington | NC | 06/2026 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2026 | Present |
OUTSIDE INSURANCE GENERAL SALES/SERVICING, 406 OLDTOWNE ST, JACKSONVILLE, , NORTH CAROLINA, 28546, UNITED STATES OF AMERICA, GENERAL SALES/SERVICING, START DATE: 6/4/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5; NON INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-01 |
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