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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-22
NM RA APPROVED 2025-12-08
  • TX RA
    APPROVED
    Since 2026-01-22
  • NM RA
    APPROVED
    Since 2025-12-08

Branch Locations

2813 Terrace Dr, Cedar Falls, IA 50613 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bear Paddle Marlton NJ 04/2019 03/2020
Medspeed Marlton NJ 06/2018 04/2019
Nestle Waters North America Greenwood IN 06/2014 05/2018
Unemployed Bellmawr NJ 03/2020 01/2022
First Command Brokerage Services, Inc. Fort Worth TX 01/2022 06/2022
First Command Advisory Services, Inc. Fort Worth TX 01/2022 09/2023
Raymond James Financial Services, Inc. Albuquerque NM 09/2023 11/2025
Raymond James Financial Services Advisors, Inc. Albuquerque NM 09/2023 11/2025
Prevender Financial Services, Llc Albuquerque NM 09/2023 Present
Ameriprise Financial Services, Llc Albuquerque NM 11/2025 Present
  • 04/2019 → 03/2020
    Bear Paddle
    Marlton, NJ
  • 06/2018 → 04/2019
    Medspeed
    Marlton, NJ
  • 06/2014 → 05/2018
    Nestle Waters North America
    Greenwood, IN
  • 03/2020 → 01/2022
    Unemployed
    Bellmawr, NJ
  • 01/2022 → 06/2022
    First Command Brokerage Services, Inc.
    Fort Worth, TX
  • 01/2022 → 09/2023
    First Command Advisory Services, Inc.
    Fort Worth, TX
  • 09/2023 → 11/2025
    Raymond James Financial Services, Inc.
    Albuquerque, NM
  • 09/2023 → 11/2025
    Albuquerque, NM
  • 09/2023 → Present
    Prevender Financial Services, Llc
    Albuquerque, NM
  • 11/2025 → Present
    Albuquerque, NM
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-14
  • S66 Uniform Combined State Law Examination
    2022-05-14

View on SEC IAPD

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