Jocelyn Victoria Caola

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-12-16
GA	RA	APPROVED	2022-12-02

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Atlanta	GA	01/2022	Present
Paddock Bar And Patio	Lexington	KY	01/2021	05/2021
American Eagle Outfitters	Peachtree City	GA	11/2015	01/2018
University Of Kentucky	Lexington	KY	01/2018	05/2021
Mueller Water Products	Atlanta	GA	06/2021	11/2021
Harvey's Bar	Lexington	KY	11/2019	05/2021
Unemployed	Atlanta	GA	11/2021	01/2022
Aerie	Lexington	KY	05/2019	11/2019
University Of Kentucky	Lexington	KY	08/2016	05/2021
Bank Of America, N.A.	Atlanta	GA	06/2023	Present

01/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Atlanta, GA
01/2021 → 05/2021

Paddock Bar And Patio

Lexington, KY
11/2015 → 01/2018

American Eagle Outfitters

Peachtree City, GA
01/2018 → 05/2021

University Of Kentucky

Lexington, KY
06/2021 → 11/2021

Mueller Water Products

Atlanta, GA
11/2019 → 05/2021

Harvey's Bar

Lexington, KY
11/2021 → 01/2022

Unemployed

Atlanta, GA
05/2019 → 11/2019

Aerie

Lexington, KY
08/2016 → 05/2021

University Of Kentucky

Lexington, KY
06/2023 → Present

Bank Of America, N.A.

Atlanta, GA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-11-29