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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-02-05 |
| NJ | RA | APPROVED | 2023-02-01 |
Branch Locations
1100-1800 American Blvd Ci Relationship Management, Pennington, NJ 08534 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 01/2022 | Present |
| Mcdonald's | Wrightstown | NJ | 06/2012 | 05/2017 |
| Unemployed | Los Angeles | CA | 06/2017 | 10/2017 |
| Office Depot | Los Angeles | CA | 10/2017 | 06/2018 |
| Ross | Los Angeles | CA | 06/2018 | 07/2019 |
| Starbucks | Los Angeles | CA | 08/2019 | 04/2020 |
| Unemployment | New Egypt | NJ | 04/2020 | 02/2021 |
| Xtend Healthcare | New Egypt | NJ | 02/2021 | 10/2021 |
| Renaissance | Lakewood | NJ | 10/2021 | 01/2022 |
| Bank Of America N.A. | Pennington | NJ | 02/2024 | Present |
Musical Performer, Non Investment Related, Work from home, self employed, 3 hours a week not during work hours.. I*718249, Entity Type: Entity For Profit, Name of OBA: Twitch, Address: San Francisco, California 94104, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 09/01/2020, No Hours: 4, No Hours during trading: 0, Duties: Livestreaming platform. I occasionally receive small donations. I do it for fun not for compensation.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-27 |
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