Kody Duy Nguyen

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-02-22

CA RA
APPROVED

Since 2023-02-22

Branch Locations

San Jose, CA • United States

550 South Winchester Blvd Suite 405, San Jose, CA 95128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sutter Health Palo Alto Medical Foundation	Mountain View	CA	06/2013	Present
Nylife Securities Llc	San Jose	CA	05/2022	Present
New York Life Insurance Co	San Jose	CA	02/2022	Present
Eagle Strategies Llc	San Jose	CA	02/2023	Present

06/2013 → Present

Sutter Health Palo Alto Medical Foundation

Mountain View, CA
05/2022 → Present

Nylife Securities Llc

San Jose, CA
02/2022 → Present

New York Life Insurance Co

San Jose, CA
02/2023 → Present

Eagle Strategies Llc

San Jose, CA

Other Businesses

[Palo Alto Medical Foundation (Sutter Health);. non-investment related; 701 E El Camino Real, Mountain View, CA 94040; Healthcare; Pharmacist; start date 6/2013; 40 hours per month, 0 hours during securities trading hours; provide pharmacy counseling/consultant services]

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-02-18
S63	Uniform Securities Agent State Law Examination	2022-06-11

S66 Uniform Combined State Law Examination

2023-02-18
S63 Uniform Securities Agent State Law Examination

2022-06-11

Other Names

Khoi Duy Nguyen

View on SEC IAPD