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Ricardo Javier Rivera Diaz

State Farm Investment Management Corp.

Justin, TX

Decatur, TX

CRD 7499235

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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-08
  • TX RA
    APPROVED
    Since 2022-11-08

Branch Locations

Justin, TX • United States

1600 W Us Business 380, Decatur, TX 76234 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ricardo Rivera Insurance Agency Haltom City TX 09/2016 12/2022
Houston Baptist Houston TX 09/2019 05/2021
Ranger College Ranger TX 09/2017 05/2019
Byron Nelson High School Trophy Club TX 09/2013 06/2017
State Farm Vp Management Corp Haltom City TX 02/2022 12/2022
State Farm Investment Management Corp Haltom City TX 11/2022 12/2022
State Farm Insurance Justin TX 12/2022 05/2023
State Farm Investment Management Corp Justin TX 12/2022 05/2023
State Farm Vp Management Corp Justin TX 12/2022 05/2023
Ricky Diaz Insurance Agency Decatur TX 05/2023 Present
State Farm Investment Management Corp Decatur TX 05/2023 Present
State Farm Vp Management Corp Decatur TX 05/2023 Present
  • 09/2016 → 12/2022
    Ricardo Rivera Insurance Agency
    Haltom City, TX
  • 09/2019 → 05/2021
    Houston Baptist
    Houston, TX
  • 09/2017 → 05/2019
    Ranger College
    Ranger, TX
  • 09/2013 → 06/2017
    Byron Nelson High School
    Trophy Club, TX
  • 02/2022 → 12/2022
    State Farm Vp Management Corp
    Haltom City, TX
  • 11/2022 → 12/2022
    Haltom City, TX
  • 12/2022 → 05/2023
    State Farm Insurance
    Justin, TX
  • 12/2022 → 05/2023
    Justin, TX
  • 12/2022 → 05/2023
    State Farm Vp Management Corp
    Justin, TX
  • 05/2023 → Present
    Ricky Diaz Insurance Agency
    Decatur, TX
  • 05/2023 → Present
    Decatur, TX
  • 05/2023 → Present
    State Farm Vp Management Corp
    Decatur, TX
Other Businesses

1) Ricky Diaz's Insurance Agency; Investment-related; 1600 W Us Business 380 Decatur, TX 76234; Other; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 5/1/2023; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-03
S63 Uniform Securities Agent State Law Examination 2022-04-15
  • S65 Uniform Investment Adviser Law Examination
    2022-10-03
  • S63 Uniform Securities Agent State Law Examination
    2022-04-15
Other Names
  • Ricardo Rivera Diaz

View on SEC IAPD

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